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Peer-reviewed research papers

David Adrian, Karthikeyan Bhargavan, Zakir Durumeric, Pierrick Gaudry, Matthew Green, J. Alex Halderman, Nadia Heninger, Drew Springall, Emmanuel Thomé, Luke Valenta, Benjamin VanderSloot, Eric Wustrow, Santiago Zanella-Béguelin, and Paul Zimmermann
To appear in Proc. 22nd ACM Conference on Computer and Communications Security (CCS ’15), Denver, CO, October 2015 — Pwnie Award for Most Innovative Research

We investigate the security of Diffie-Hellman key exchange as used in popular Internet protocols and find it to be less secure than widely believed. First, we present Logjam, a novel flaw in TLS that lets a man-in-the-middle downgrade connections to “export-grade” Diffie-Hellman. To carry out this attack, we implement the number field sieve discrete log algorithm. After a week-long precomputation for a specified 512-bit group, we can compute arbitrary discrete logs in that group in about a minute. We find that 82% of vulnerable servers use a single 512-bit group, allowing us to compromise connections to 7% of Alexa Top Million HTTPS sites. In response, major browsers are being changed to reject short groups.

We go on to consider Diffie-Hellman with 768- and 1024-bit groups. We estimate that even in the 1024-bit case, the computations are plausible given nation-state resources. A small number of fixed or standardized groups are used by millions of servers; performing precomputation for a single 1024-bit group would allow passive eavesdropping on 18% of popular HTTPS sites, and a second group would allow decryption of traffic to 66% of IPsec VPNs and 26% of SSH servers. A close reading of published NSA leaks shows that the agency’s attacks on VPNs are consistent with having achieved such a break. We conclude that moving to stronger key exchange methods should be a priority for the Internet community.

Zakir Durumeric, David Adrian, Ariana Mirian, Michael Bailey, and J. Alex Halderman
To appear in Proc. 22nd ACM Conference on Computer and Communications Security (CCS ’15), Denver, CO, October 2015

Fast Internet-wide scanning has opened new avenues for security research, ranging from uncovering widespread vulnerabilities in random number generators to tracking the evolving impact of Heartbleed. However, this technique still requires significant effort: even simple questions, such as, “What models of embedded devices prefer CBC ciphers?”, require developing an application scanner, manually identifying and tagging devices, negotiating with network administrators, and responding to abuse complaints. In this paper, we introduce Censys, a public search engine and data processing facility backed by data collected from ongoing Internet-wide scans. Designed to help researchers answer security-related questions, Censys supports full-text searches on protocol banners and querying a wide range of derived fields (e.g., 443.https.cipher). It can identify specific vulnerable devices and networks and generate statistical reports on broad usage patterns and trends. Censys returns these results in sub-second time, dramatically reducing the effort of understanding the hosts that comprise the Internet. We present the search engine architecture and experimentally evaluate its performance. We also explore Censys’s applications and show how questions asked in recent studies become simple to answer.

Zakir Durumeric, David Adrian, Ariana Mirian, James Kasten, Elie Bursztein, Nicholas Lidzborski, Kurt Thomas, Vijay Eranti, Michael Bailey, and J. Alex Halderman
To appear in Proc. 15th ACM Internet Measurement Conference (IMC ’15), Tokyo, Japan, October 2015

The SMTP protocol is responsible for carrying some of users’ most intimate communication, but like other Internet protocols, authentication and confidentiality were added only as an afterthought. In this work, we present the first report on global adoption rates of SMTP security extensions, including StartTLS, SPF, DKIM, and DMARC. We present data from two perspectives: SMTP server configurations for the Alexa Top Million domains, and over a year of SMTP connections to and from Gmail. We find that the top mail providers (e.g., Gmail, Yahoo, Outlook) all proactively encrypt and authenticate messages. However, these best practices have yet to reach widespread adoption in a long tail of over 700,000 SMTP servers, of which only 35% successfully configure encryption and 1.1% specify a DMARC authentication policy. This security patchwork—paired with SMTP policies that favor failing open to allow gradual deployment—exposes users to attackers who downgrade TLS connections in favor of cleartext and who falsify MX records to reroute messages. We present evidence of such attacks in the wild, highlighting seven countries where more than 20% of inbound Gmail messages arrive in cleartext due to network attackers.

J. Alex Halderman and Vanessa Teague
Proc. 5th International Conference on E-voting and Identity (VoteID ’15), Bern, Switzerland, September 2015

In the world’s largest-ever deployment of online voting, the iVote Internet voting system was trusted for the return of 280,000 ballots in the 2015 state election in New South Wales, Australia. During the election, we performed an independent security analysis of parts of the live iVote system and uncovered severe vulnerabilities that could be leveraged to manipulate votes, violate ballot privacy, and subvert the verification mechanism. These vulnerabilities do not seem to have been detected by the election authorities before we disclosed them, despite a pre-election security review and despite the system having run in a live state election for five days. One vulnerability, the result of including analytics software from an insecure external server, exposed some votes to complete compromise of privacy and integrity. At least one parliamentary seat was decided by a margin much smaller than the number of votes taken while the system was vulnerable. We also found protocol flaws, including vote verification that was itself susceptible to manipulation. This incident underscores the difficulty of conducting secure elections online and carries lessons for voters, election officials, and the e-voting research community.

Travis Finkenauer and J. Alex Halderman
To appear in Proc. 1st Workshop on the Security of Cyberphysical Systems (WOS-CPS ’15), Vienna, Austria, September 2015

Embedded devices with web interfaces are prevalent, but, due to memory and processing constraints, implementations typically make use of Common Gateway Interface (CGI) binaries written in low-level, memory-unsafe languages. This creates the possibility of memory corruption attacks as well as traditional web attacks. We present Umbra, an application-layer firewall specifically designed for protecting web interfaces in embedded devices. By acting as a “friendly man-in-the-middle,” Umbra can protect against attacks such as cross-site request forgery (CSRF), information leaks, and authentication bypass vulnerabilities. We evaluate Umbra’s security by analyzing recent vulnerabilities listed in the CVE database from several embedded device vendors and find that it would have prevented half of these vulnerabilities. We also show that Umbra comfortably runs within the constraints of an embedded system while incurring minimal performance overhead.

Ben Burgess, Eric Wustrow, and J. Alex Halderman
Proc. 9th USENIX Workshop on Offensive Technologies (WOOT ’15), Washington, DC, August 2015

Several attacks against physical pin-tumbler locks require access to one or more key blanks to perform. These attacks include bumping, impressioning, rights amplification, and teleduplication. To mitigate these attacks, many lock systems rely on restricted keyways and use blanks that are not sold to the general public, making it harder for attackers to obtain them. Often the key blank designs themselves are patented, further discouraging distribution or manufacture by even skilled machinists. In this paper, we investigate the impact that emerging rapid-prototyping—or 3D-printing—tools have on the security of these restricted keyway systems. We find that commodity 3D printers are able to produce key blanks and pre-cut keys with enough resolution to work in several commonly used pin-tumbler locks and that their material is strong enough to withstand the requirements to perform the aforementioned attacks. In addition, in order to demonstrate the low skill requirements necessary to perform these attacks, we develop a tool that automatically generates a 3D-printable CAD model of a key blank using only a single picture of a lock’s keyway. This tool allows us to rapidly manufacture key blanks for restricted keyways that were previously difficult to make or buy. Finally, we discuss possible mitigations for these attacks that lock manufacturers, installers, and users can perform to protect their assets.

Zakir Durumeric, Frank Li, James Kasten, Johanna Amann, Jethro Beekman, Mathias Payer, Nicolas Weaver, David Adrian, Vern Paxson, Michael Bailey, and J. Alex Halderman
Proc. 14th ACM Internet Measurement Conference (IMC ’14), Vancouver, BC, November 2014 — Best Paper Award

The Heartbleed vulnerability took the Internet by surprise in April 2014. The vulnerability, one of the most consequential since the advent of the commercial Internet, allowed attackers to remotely read protected memory from an estimated 24–55% of popular HTTPS sites. In this work, we perform a comprehensive, measurement-based analysis of the vulnerability’s impact, including (1) tracking the vulnerable population, (2) monitoring patching behavior over time, (3) assessing the impact on the HTTPS certificate ecosystem, and (4) exposing real attacks that attempted to exploit the bug. Furthermore, we conduct a large-scale vulnerability notification experiment involving 150,000 hosts and observe a nearly 50% increase in patching by notified hosts. Drawing upon these analyses, we discuss what went well and what went poorly, in an effort to understand how the technical community can respond more effectively to such events in the future.

Drew Springall, Travis Finkenauer, Zakir Durumeric, Jason Kitcat, Harri Hursti, Margaret MacAlpine, and J. Alex Halderman
Proc. 21st ACM Conference on Computer and Communications Security (CCS ’14), Scottsdale, AZ, November 2014

Estonia was the first country in the world to use Internet voting nationally, and today more than 30% of its ballots are cast online. In this paper, we analyze the security of the Estonian I-voting system based on a combination of in-person election observation, code review, and adversarial testing. Adopting a threat model that considers the advanced threats faced by a national election system—including dishonest insiders and state-sponsored attacks—we find that the I-voting system has serious architectural limitations and procedural gaps that potentially jeopardize the integrity of elections. In experimental attacks on a reproduction of the system, we demonstrate how such attackers could target the election servers or voters’ clients to alter election results or undermine the legitimacy of the system. Our findings illustrate the practical obstacles to Internet voting in the modern world, and they carry lessons for Estonia, for other countries considering adopting such systems, and for the security research community.

Joshua A. Kroll, Edward W. Felten, and J. Alex Halderman
Proc. 6th International Conference on Electronic Voting (EVOTE ’14), Lochau, Austria, October 2014

In a multi-level election, voters are divided into groups, an election is held within each group, and some deterministic procedure is used to combine the group results to determine the overall election result. Examples of multi-level elections include U.S. presidential elections and some parliamentary elections (such as those with regional groupings of voters). The results of such an election can hinge on a few votes in one group, while being insensitive to large shifts within other groups. These disparities create opportunities to focus election integrity efforts in the places where they have the highest leverage. We consider how to improve the efficiency of post-election audits, such as those that compare paper ballots to corresponding electronic records, in multi-level elections. We evaluate our proposed solutions using data from past elections.

Keaton Mowery, Eric Wustrow, Tom Wypych, Corey Singleton, Chris Comfort, Eric Rescorla, Stephen Checkoway, J. Alex Halderman, and Hovav Shacham
Proc. 23rd USENIX Security Symposium (Sec ’14), San Diego, CA, August 2014

Advanced imaging technologies are a new class of people screening systems used at airports and other sensitive environments to detect metallic as well as nonmetallic contraband. We present the first independent security evaluation of such a system, the Rapiscan Secure 1000 full-body scanner, which was widely deployed at airport checkpoints in the U.S. from 2009 until 2013. We find that the system provides weak protection against adaptive adversaries: It is possible to conceal knives, guns, and explosives from detection by exploiting properties of the device’s backscatter X-ray technology. We also investigate cyberphysical threats and propose novel attacks that use malicious software and hardware to compromise the the effectiveness, safety, and privacy of the device. Overall, our findings paint a mixed picture of the Secure 1000 that carries lessons for the design, evaluation, and operation of advanced imaging technologies, for the ongoing public debate concerning their use, and for cyberphysical security more broadly.

Eric Wustrow, Colleen M. Swanson, and J. Alex Halderman
Proc. 23rd USENIX Security Symposium (Sec ’14), San Diego, CA, August 2014

In response to increasingly sophisticated state-sponsored Internet censorship, recent work has proposed a new approach to censorship resistance: end-to-middle proxying. This concept, developed in systems such as Telex, Decoy Routing, and Cirripede, moves anticensorship technology into the core of the network, at large ISPs outside the censoring country. In this paper, we focus on two technical obstacles to the deployment of certain end-to-middle schemes: the need to selectively block flows and the need to observe both directions of a connection. We propose a new construction, TapDance, that removes these requirements. TapDance employs a novel TCP-level technique that allows the anticensorship station at an ISP to function as a passive network tap, without an inline blocking component. We also apply a novel steganographic encoding to embed control messages in TLS ciphertext, allowing us to operate on HTTPS connections even under asymmetric routing. We implement and evaluate a TapDance prototype that demonstrates how the system could function with minimal impact on an ISP’s network operations.

Zakir Durumeric, Michael Bailey, and J. Alex Halderman
Proc. 23rd USENIX Security Symposium (Sec ’14), San Diego, CA, August 2014

While it is widely known that port scanning is widespread, neither the scanning landscape nor the defensive reactions of network operators have been measured at Internet scale. In this work, we analyze data from a large network telescope to study scanning activity from the past year, uncovering large horizontal scan operations and identifying broad patterns in scanning behavior. We present an analysis of who is scanning, what services are being targeted, and the impact of new scanners on the overall landscape. We also analyze the scanning behavior triggered by recent vulnerabilities in Linksys routers, OpenSSL, and NTP. We empirically analyze the defensive behaviors that organizations employ against scanning, shedding light on who detects scanning behavior, which networks blacklist scanning, and how scan recipients respond to scans conducted by researchers. We conclude with recommendations for institutions performing scans and with implications of recent changes in scanning behavior for researchers and network operators.

William Beyer, Branden Ghena, Allen Hillaker, Jonathan Pevarnek, and J. Alex Halderman
Proc. 8th USENIX Workshop on Offensive Technologies (WOOT ’14), San Diego, CA, August 2014

The safety critical nature of traffic infrastructure requires that it be secure against computer-based attacks, but this is not always the case. We investigate a networked traffic signal system currently deployed in the United States and discover a number of security flaws that exist due to systemic failures by the designers. We leverage these flaws to create attacks which gain control of the system, and we successfully demonstrate them on the deployment in coordination with authorities. Our attacks show that an adversary can control traffic infrastructure to cause disruption, degrade safety, or gain an unfair advantage. We make recommendations on how to improve existing systems and discuss the lessons learned for embedded systems security in general.

David Adrian, Zakir Durumeric, Gulshan Singh, and J. Alex Halderman
Proc. 8th USENIX Workshop on Offensive Technologies (WOOT ’14), San Diego, CA, August 2014

We introduce optimizations to the ZMap network scanner that achieve a 10-fold increase in maximum scan rate. By parallelizing address generation, introducing an improved blacklisting algorithm, and using zero-copy NIC access, we drive ZMap to nearly the maximum throughput of 10 gigabit Ethernet, almost 15 million probes per second. With these changes, ZMap can comprehensively scan for a single TCP port across the entire public IPv4 address space in 4.5 minutes given adequate upstream bandwidth. We consider the implications of such rapid scanning for both defenders and attackers, and we briefly discuss a range of potential applications.

Joppe W. Bos, J. Alex Halderman, Nadia Heninger, Jonathan Moore, Michael Naehrig, and Eric Wustrow
Proc. 18th International Conference on Financial Cryptography and Data Security (FC ’14), March 2014

In this paper, we perform a review of elliptic curve cryptography (ECC), as it is used in practice today, in order to reveal unique mistakes and vulnerabilities that arise in implementations of ECC. We study four popular protocols that make use of this type of public-key cryptography: Bitcoin, secure shell (SSH), transport layer security (TLS), and the Austrian e-ID card. We are pleased to observe that about 1 in 10 systems support ECC across the TLS and SSH protocols. However, we find that despite the high stakes of money, access and resources protected by ECC, implementations suffer from vulnerabilities similar to those that plague previous cryptographic systems.

Alex Migicovsky, Zakir Durumeric, Jeff Ringenberg, and J. Alex Halderman
Proc. 18th International Conference on Financial Cryptography and Data Security (FC ’14), March 2014

Many companies have recently started to offer wearable computing devices including glasses, bracelets, and watches. While this technology enables exciting new applications, it also poses new security and privacy concerns. In this work, we explore these implications and analyze the impact of one of the first networked wearable devices—smartwatches—on an academic environment. As a proof of concept, we develop an application for the Pebble smartwatch called ConTest that would allow dishonest students to inconspicuously collaborate on multiple-choice exams in real time, using a cloud-based service, a smartphone, and a client application on the watch. We discuss the broader implications of this technology, suggest hardware and software approaches that can be used to prevent such attacks, and pose questions for future research.

Zakir Durumeric, James Kasten, Michael Bailey, and J. Alex Halderman
Proc. 13th ACM Internet Measurement Conference (IMC ’13), Barcelona, Spain, October 2013

We report the results of a large-scale measurement study of the HTTPS certificate ecosystem—the public-key infrastructure that underlies nearly all secure web communications. Using data collected by performing 110 Internet-wide scans over 14 months, we gain detailed and temporally fine-grained visibility into this otherwise opaque area of security-critical infrastructure. We investigate the trust relationships among root authorities, intermediate authorities, and the leaf certificates used by web servers, ultimately identifying and classifying more than 1,800 entities that are able to issue certificates vouching for the identity of any website. We uncover practices that may put the security of the ecosystem at risk, and we identify frequent configuration problems that lead to user-facing errors and potential vulnerabilities. We conclude with lessons and recommendations to ensure the long-term health and security of the certificate ecosystem.

Zakir Durumeric, Eric Wustrow, and J. Alex Halderman
Proc. 22nd USENIX Security Symposium (Sec ’13), Washington, DC, August 2013

Internet-wide network scanning has numerous security applications, including exposing new vulnerabilities and tracking the adoption of defensive mechanisms, but probing the entire public address space with existing tools is both difficult and slow. We introduce ZMap, a modular, open-source network scanner specifically architected to perform Internet-wide scans and capable of surveying the entire IPv4 address space in under 45 minutes from user space on a single machine, approaching the theoretical maximum speed of gigabit Ethernet. We present the scanner architecture, experimentally characterize its performance and accuracy, and explore the security implications of high speed Internet-scale network surveys, both offensive and defensive. We also discuss best practices for good Internet citizenship when performing Internet-wide surveys, informed by our own experiences conducting a long-term research survey over the past year.

Anthony Bonkoski, Russ Bielawski, and J. Alex Halderman
Proc. 7th USENIX Workshop on Offensive Technologies (WOOT ’13), Washington, DC, August 2013

Out-of-band, lights-out management has become a standard feature on many servers, but while this technology can be a boon for system administrators, it also presents a new and interesting vector for attack. This paper examines the security implications of the Intelligent Platform Management Interface (IPMI), which is implemented on server motherboards using an embedded Baseboard Management Controller (BMC). We consider the threats posed by an incorrectly implemented IPMI and present evidence that IPMI vulnerabilities may be widespread. We analyze a major OEM’s IPMI implementation and discover that it is riddled with textbook vulnerabilities, some of which would allow a remote attacker to gain root access to the BMC and potentially take control of the host system. Using data from Internet-wide scans, we find that there are at least 100,000 IPMI-enabled servers (across three large vendors) running on publicly accessible IP addresses, contrary to recommended best practice. Finally, we suggest defensive strategies for servers currently deployed and propose avenues for future work.

Simurgh Aryan, Homa Aryan, and J. Alex Halderman
Proc. 3rd USENIX Workshop on Free and Open Communications on the Internet (FOCI ’13), Washington, DC, August 2013

The Iranian government operates one of the largest and most sophisticated Internet censorship regimes in the world, but the mechanisms it employs have received little research attention, primarily due to lack of access to network connections within the country and personal risks to Iranian citizens who take part. In this paper, we examine the status of Internet censorship in Iran based on network measurements conducted from a major Iranian ISP during the lead up to the June 2013 presidential election. We measure the scope of the censorship by probing Alexa’s top 500 websites in 18 different categories. We investigate the technical mechanisms used for HTTP Host–based blocking, keyword filtering, DNS hijacking, and protocol-based throttling. Finally, we map the network topology of the censorship infrastructure and find evidence that it relies heavily on centralized equipment, a property that might be fruitfully exploited by next generation approaches to censorship circumvention.

James Kasten, Eric Wustrow, and J. Alex Halderman
Proc. 17th International Conference on Financial Cryptography and Data Security (FC ’13), Okinawa, Japan, April 2013

The existing HTTPS public-key infrastructure (PKI) uses a coarse-grained trust model: either a certificate authority (CA) is trusted by browsers to vouch for the identity of any domain or it is not trusted at all. More than a thousand root and intermediate CAs can currently sign certificates for any domain and be trusted by popular browsers. This violates the principle of least privilege and creates an excessively large attack surface, as highlighted by recent CA compromises. In this paper, we present CAge, a mechanism that browser makers can apply to drastically reduce the excessive trust placed in CAs without fundamentally altering the CA ecosystem or breaking existing practice. CAge works by imposing restrictions on the set of top-level domains (TLDs) for which each CA is trusted to sign. Our key observation, based on an Internet-wide survey of TLS certificates, is that CAs commonly sign for only a handful of TLDs; in fact, 90% of CAs have signed certificates for domains in fewer than ten TLDs, and only 35% have ever signed a certificate for a domain in .com. We show that it is possible to algorithmically infer reasonable restrictions on CAs’ trusted scopes based on this behavior, and we present evidence that browser-enforced inferred scopes would be a durable and effective way to reduce the attack surface of the HTTPS PKI. We find that simple inference rules can reduce the attack surface by nearly a factor of ten without hindering 99% of CA signing activity over a six-month period.

Nadia Heninger, Zakir Durumeric, Eric Wustrow, and J. Alex Halderman
Proc. 21st USENIX Security Symposium (Sec ’12), Bellevue, WA, August 2012 — Best Paper Award
Named one of Computing Reviews’ Notable Computing Books and Articles of 2012. 

RSA and DSA can fail catastrophically when used with malfunctioning random number generators, but the extent to which these problems arise in practice has never been comprehensively studied at Internet scale. We perform the largest ever network survey of TLS and SSH servers and present evidence that vulnerable keys are surprisingly widespread. We find that 0.75% of TLS certificates share keys due to insufficient entropy during key generation, and we suspect that another 1.70% come from the same faulty implementations and may be susceptible to compromise. Even more alarmingly, we are able to obtain RSA private keys for 0.50% of TLS hosts and 0.03% of SSH hosts, because their public keys shared nontrivial common factors due to entropy problems, and DSA private keys for 1.03% of SSH hosts, because of insufficient signature randomness. We cluster and investigate the vulnerable hosts, finding that the vast majority appear to be headless or embedded devices. In experiments with three software components commonly used by these devices, we are able to reproduce the vulnerabilities and identify specific software behaviors that induce them, including a boot-time entropy hole in the Linux random number generator. Finally, we suggest defenses and draw lessons for developers, users, and the security community.

Scott Wolchok, Eric Wustrow, Dawn Isabel, and J. Alex Halderman
Proc. 16th Intl. Conference on Financial Cryptography and Data Security (FC ’12), Bonaire, February 2012

In 2010, Washington, D.C. developed an Internet voting pilot project that was intended to allow overseas absentee voters to cast their ballots using a website. Prior to deploying the system in the general election, the District held a unique public trial: a mock election during which anyone was invited to test the system or attempt to compromise its security. This paper describes our experience participating in this trial. Within 48 hours of the system going live, we had gained near-complete control of the election server. We successfully changed every vote and revealed almost every secret ballot. Election officials did not detect our intrusion for nearly two business days—and might have remained unaware for far longer had we not deliberately left a prominent clue. This case study—the first (to our knowledge) to analyze the security of a government Internet voting system from the perspective of an attacker in a realistic pre-election deployment—attempts to illuminate the practical challenges of securing online voting as practiced today by a growing number of jurisdictions.

Eric Wustrow, Scott Wolchok, Ian Goldberg, and J. Alex Halderman
Proc. 20th USENIX Security Symposium (Sec ’11), San Francisco, CA, August 2011 — Runner-up for 2012 PET Award

In this paper, we present Telex, a new approach to resisting state-level Internet censorship. Rather than attempting to win the cat-and-mouse game of finding open proxies, we leverage censors’ unwillingness to completely block day-to-day Internet access. In effect, Telex converts innocuous, unblocked websites into proxies, without their explicit collaboration. We envision that friendly ISPs would deploy Telex stations on paths between censors’ networks and popular, uncensored Internet destinations. Telex stations would monitor seemingly innocuous flows for a special “tag” and transparently divert them to a forbidden website or service instead. We propose a new cryptographic scheme based on elliptic curves for tagging TLS handshakes such that the tag is visible to a Telex station but not to a censor. In addition, we use our tagging scheme to build a protocol that allows clients to connect to Telex stations while resisting both passive and active attacks. We also present a proof-of-concept implementation that demonstrates the feasibility of our system.

Xueyang Xu, Z. Morley Mao, and J. Alex Halderman
Proc. 12th Passive and Active Measurement Conference (PAM ’11), Atlanta, GA, March 2011

China filters Internet traffic in and out of the country. In order to circumvent the firewall, it is helpful to know where the filtering occurs. In this work, we explore the AS-level topology of China’s network, and probe the firewall to find the locations of filtering devices. We find that even though most filtering occurs in border ASes, choke points also exist in many provincial networks. The result suggests that two major ISPs in China have different approaches for placing filtering devices.

Jay Novak, Jonathan Stribley, Kenneth Meagher, and J. Alex Halderman
Proc. 15th International Financial Cryptography Conference (FC ’11), February 2011

Many IT departments use remote administration products to configure, monitor, and maintain the systems they manage. These tools can be beneficial in the right hands, but they can also be devastating if attackers exploit them to seize control of machines. As a case study, we analyze the security of a remote administration product called Absolute Manage. We find that the system’s communication protocol suffers from serious design flaws and fails to provide adequate integrity, confidentiality, or authentication. Attackers can exploit these vulnerabilities to issue unauthorized commands on client systems and execute arbitrary code with administrator privileges. These blatant vulnerabilities suggest that remote administration tools require increased scrutiny from the security community. We recommend that developers adopt defensive designs that limit the damage attackers can cause if they gain control.

Scott Wolchok, Eric Wustrow, J. Alex Halderman, Hari K. Prasad, Arun Kankipati, Sai Krishna Sakhamuri, Vasavya Yagati, and Rop Gonggrijp
Proc. 17th ACM Conference on Computer and Communications Security (CCS ’10), Chicago, IL, October 2010

Elections in India are conducted almost exclusively using electronic voting machines developed over the past two decades by a pair of government-owned companies. These devices, known in India as EVMs, have been praised for their simple design, ease of use, and reliability, but recently they have also been criticized following widespread reports of election irregularities. Despite this criticism, many details of the machines’ design have never been publicly disclosed, and they have not been subjected to a rigorous, independent security evaluation. In this paper, we present a security analysis of a real Indian EVM obtained from an anonymous source. We describe the machine’s design and operation in detail, and we evaluate its security in light of relevant election procedures. We conclude that in spite of the machines’ simplicity and minimal software trusted computing base, they are vulnerable to serious attacks that can alter election results and violate the secrecy of the ballot. We demonstrate two attacks, implemented using custom hardware, which could be carried out by dishonest election insiders or other criminals with only brief physical access to the machines. This case study carries important lessons for Indian elections and for electronic voting security more generally.

Scott Wolchok and J. Alex Halderman
Proc. 4th USENIX Workshop on Offensive Technologies (WOOT ’10), Washington, DC, August 2010

This paper presents two kinds of attacks based on crawling the DHTs used for distributed BitTorrent tracking. First, we show how pirates can use crawling to rebuild BitTorrent search engines just a few hours after they are shut down (crawling for fun). Second, we show how content owners can use related techniques to monitor pirates’ behavior in preparation for legal attacks and negate any perceived anonymity of the decentralized BitTorrent architecture (crawling for profit).

We validate these attacks and measure their performance with a crawler we developed for the Vuze DHT. We find that we can establish a search engine with over one million torrents in under two hours using a single desktop PC. We also track 7.9 million IP addresses downloading 1.5 million torrents over 16 days. These results imply that shifting from centralized BitTorrent tracking to DHT-based tracking will have mixed results for the file sharing arms race. While it will likely make illicit torrents harder to quash, it will not help users hide their activities.

Steven A. Ross, J. Alex Halderman, and Adam Finkelstein
Proc. 19th International World Wide Web Conference (WWW ’10), Raleigh, NC, April 2010

This paper introduces a captcha based on upright orientation of line drawings rendered from 3D models. The models are selected from a large database, and images are rendered from random viewpoints, affording many different drawings from a single 3D model. The captcha presents the user with a set of images, and the user must choose an upright orientation for each image. This task generally requires understanding of the semantic content of the image, which is believed to be difficult for automatic algorithms. We describe a process called covert filtering whereby the image database can be continually refreshed with drawings that are known to have a high success rate for humans, by inserting randomly into the captcha new images to be evaluated. Our analysis shows that covert filtering can ensure that captchas are likely to be solvable by humans while deterring attackers who wish to learn a portion of the database. We performed several user studies that evaluate how effectively people can solve the captcha. Comparing these results to an attack based on machine learning, we find that humans possess a substantial performance advantage over computers.

Scott Wolchok, Owen S. Hofmann, Nadia Heninger, Edward W. Felten, J. Alex Halderman, Christopher J. Rossbach, Brent Waters, and Emmett Witchel
Proc. 17th Network and Distributed System Security Symposium (NDSS ’10), San Diego, CA, February-March 2010

Researchers at the University of Washington recently proposed Vanish, a system for creating messages that automatically “self-destruct” after a period of time. Vanish works by encrypting each message with a random key and storing shares of the key in a large, public distributed hash table (DHT). Normally, DHTs expunge data older than a certain age. After they expire, the key is permanently lost, and the encrypted data is permanently unreadable. Vanish is an interesting approach to an important privacy problem, but, in its current form, it is insecure. In this paper, we defeat the deployed Vanish implementation, explain how the original paper’s security analysis is flawed, and draw lessons for future system designs.

We present two Sybil attacks against the current Vanish implementation, which stores its encryption keys in the million-node Vuze BitTorrent DHT. These attacks work by continuously crawling the DHT and saving each stored value before it ages out. They can efficiently recover keys for more than 99% of Vanish messages. We show that the dominant cost of these attacks is network data transfer, not memory usage as the Vanish authors expected, and that the total cost is two orders of magnitude less than they estimated. While we consider potential defenses, we conclude that public DHTs like Vuze probably cannot provide strong security for Vanish.

Steve Checkoway, Ariel J. Feldman, Brian Kantor, J. Alex Halderman, Edward W. Felten, and Hovav Shacham
Proc. 2009 USENIX/ACCURATE/IAVoSS Electronic Voting Technology Workshop (EVT ’09), Montreal, QC, August 2009

A secure voting machine design must withstand new attacks devised throughout its multidecade service lifetime. In this paper, we give a case study of the longterm security of a voting machine, the Sequoia AVC Advantage, whose design dates back to the early 80s. The AVC Advantage was designed with promising security features: its software is stored entirely in read-only memory and the hardware refuses to execute instructions fetched from RAM. Nevertheless, we demonstrate that an attacker can induce the AVC Advantage to misbehave in arbitrary ways—including changing the outcome of an election—by means of a memory cartridge containing a specially-formatted payload. Our attack makes essential use of a recently-invented exploitation technique called return-oriented programming, adapted here to the Z80 processor. In return-oriented programming, short snippets of benign code already present in the system are combined to yield malicious behavior. Our results demonstrate the relevance of recent ideas from systems security to voting machine research, and vice versa. We had no access either to source code or documentation beyond that available on Sequoia’s web site. We have created a complete vote-stealing demonstration exploit and verified that it works correctly on the actual hardware.

William Clarkson, Tim Weyrich, Adam Finkelstein, Nadia Heninger, J. Alex Halderman, and Edward W. Felten
Proc. 30th IEEE Symposium on Security and Privacy (Oakland ’09), Oakland, CA, May 2009

This paper presents a novel technique for authenticating physical documents based on random, naturally occurring imperfections in paper texture. We introduce a new method for measuring the three-dimensional surface of a page using only a commodity scanner and without modifying the document in any way. From this physical feature, we generate a concise fingerprint that uniquely identifies the document. Our technique is secure against counterfeiting and robust to harsh handling; it can be used even before any content is printed on a page. It has a wide range of applications, including detecting forged currency and tickets, authenticating passports, and halting counterfeit goods. Document identification could also be applied maliciously to de-anonymize printed surveys and to compromise the secrecy of paper ballots.

J. Alex Halderman, Seth D. Schoen, Nadia Heninger, William Clarkson, William Paul, Joseph A. Calandrino, Ariel J. Feldman, Jacob Appelbaum, and Edward W. Felten
Proc. 17th USENIX Security Symposium (Sec ’08), San Jose, CA, July 2008 — Best Student Paper Award
Reprinted in Communications of the ACM, May 2009

Contrary to popular assumption, DRAMs used in most modern computers retain their contents for seconds to minutes after power is lost, even at operating temperatures and even if removed from a motherboard. Although DRAMs become less reliable when they are not refreshed, they are not immediately erased, and their contents persist sufficiently for malicious (or forensic) acquisition of usable full-system memory images. We show that this phenomenon limits the ability of an operating system to protect cryptographic key material from an attacker with physical access. We use cold reboots to mount attacks on popular disk encryption systems — BitLocker, FileVault, dm-crypt, and TrueCrypt — using no special devices or materials. We experimentally characterize the extent and predictability of memory remanence and report that remanence times can be increased dramatically with simple techniques. We offer new algorithms for finding cryptographic keys in memory images and for correcting errors caused by bit decay. Though we discuss several strategies for partially mitigating these risks, we know of no simple remedy that would eliminate them.

Joseph A. Calandrino, J. Alex Halderman, and Edward W. Felten
Proc. 2008 USENIX/ACCURATE Electronic Voting Technology Workshop (EVT ’08), San Jose, CA, July 2008

Generation of random numbers is a critical component of existing post-election auditing techniques. Recent work has largely discouraged the use of all pseudorandom number generators, including cryptographically secure pseudorandom number generators (CSPRNGs), for this purpose, instead recommending the sole use of observable physical techniques. In particular, simple dice rolling has received a great deal of positive attention. The typical justification for this recommendation is that those less comfortable with mathematics prefer a simple, observable technique. This paper takes a contrary view. Simple, observable techniques like dice rolling are not necessarily robust against sleight of hand and other forms of fraud, and attempts to harden them against fraud can dramatically increase their complexity. With simple dice rolling, we know of no techniques that provide citizens with a reasonable means of verifying that fraud did not occur during the roll process. CSPRNGs, used properly, can be simple, robust, and verifiable, and they allow for the use of auditing techniques that might otherwise be impractical. While we understand initial skepticism towards this option, we argue that appropriate use of CSPRNGs would strengthen audit security.

J. Alex Halderman, Eric Rescorla, Hovav Shacham, and David Wagner
Proc. 2008 USENIX/ACCURATE Electronic Voting Technology Workshop (EVT ’08), San Jose, CA, July 2008

In light of the systemic vulnerabilities uncovered by recent reviews of deployed e-voting systems, the surest way to secure the voting process would be to scrap the existing systems and design new ones. Unfortunately, engineering new systems will take years, and many jurisdictions are unlikely to be able to afford new equipment in the near future. In this paper we ask how jurisdictions can make the best use of the equipment they already own until they can replace it. Starting from current practice, we propose defenses that involve new but realistic procedures, modest changes to existing software, and no changes to existing hardware. Our techniques achieve greatly improved protection against outsider attacks: they provide containment of viral spread, improve the integrity of vote tabulation, and offer some detection of individual compromised devices. They do not provide security against insiders with access to election management systems, which appears to require significantly greater changes to the existing systems.

J. Alex Halderman and Brent Waters
Proc. 14th ACM Conference on Computer and Communications Security (CCS ’07), Washington, DC, October 2007

Several important security protocols require parties to perform computations based on random challenges. Traditionally, proving that the challenges were randomly chosen has required interactive communication among the parties or the existence of a trusted server. We offer an alternative solution where challenges are harvested from oblivious servers on the Internet. This paper describes a framework for deriving “harvested challenges” by mixing data from various pre-existing online sources. While individual sources may become predictable or fall under adversarial control, we provide a policy language that allows application developers to specify combinations of sources that meet their security needs. Participants can then convince each other that their challenges were formed freshly and in accordance with the policy. We present Combine, an open source implementation of our framework, and show how it can be applied to a variety of applications, including remote storage auditing and non-interactive client puzzles.

Joseph A. Calandrino, J. Alex Halderman, and Edward W. Felten
Proc. 2007 USENIX/ACCURATE Electronic Voting Technology Workshop (EVT ’07), Boston, MA, August 2007

Election audit procedures usually rely on precinct based recounts, in which workers manually review all paper ballots from selected polling places, but these recounts can be expensive due to the labor required. This paper proposes an alternative audit strategy that allows machines to perform most of the work. Precincts are recounted using recounting machines, and their output is manually audited using efficient ballot sampling techniques. This strategy can achieve equal or greater confidence than precinct-based auditing at a significantly lower cost while protecting voter privacy better than previous ballot-based auditing methods. We show how to determine which ballots to audit against the recounting machines’ records and compare this new approach to precinct-based audits in the context of Virginia’s November 2006 election. Far fewer ballots need to be audited by hand using our approach. We also explore extensions to these techniques, such as varying individual ballots’ audit probabilities based on the votes they contain, that promise further efficiency gains.

Ariel J. Feldman, J. Alex Halderman, and Edward W. Felten
Proc. 2007 USENIX/ACCURATE Electronic Voting Technology Workshop (EVT ’07), Boston, MA, August 2007

This paper presents a fully independent security study of a Diebold AccuVote-TS voting machine, including its hardware and software. We obtained the machine from a private party. Analysis of the machine, in light of real election procedures, shows that it is vulnerable to extremely serious attacks. For example, an attacker who gets physical access to a machine or its removable memory card for as little as one minute could install malicious code; malicious code on a machine could steal votes undetectably, modifying all records, logs, and counters to be consistent with the fraudulent vote count it creates. An attacker could also create malicious code that spreads automatically and silently from machine to machine during normal election activities — a voting-machine virus. We have constructed working demonstrations of these attacks in our lab. Mitigating these threats will require changes to the voting machine’s hardware and software and the adoption of more rigorous election procedures.

J. Alex Halderman and Edward W. Felten
Proc. 15th USENIX Security Symposium (Sec ’06), Vancouver, BC, August 2006

In the fall of 2005, problems discovered in two Sony-BMG compact disc copy protection systems, XCP and MediaMax, triggered a public uproar that ultimately led to class-action litigation and the recall of millions of discs. We present an in-depth analysis of these technologies, including their design, implementation, and deployment. The systems are surprisingly complex and suffer from a diverse array of flaws that weaken their content protection and expose users to serious security and privacy risks. Their complexity, and their failure, makes them an interesting case study of digital rights management that carries valuable lessons for content companies, DRM vendors, policymakers, end users, and the security community.

J. Alex Halderman, Brent Waters, and Edward W. Felten
Proc. 14th International World Wide Web Conference (WWW ’05), Chiba, Japan, May 2005

Computer users are asked to generate, keep secret, and recall an increasing number of passwords for uses including host accounts, email servers, e-commerce sites, and online financial services. Unfortunately, the password entropy that users can comfortably memorize seems insufficient to store unique, secure passwords for all these accounts, and it is likely to remain constant as the number of passwords (and the adversary’s computational power) increases into the future. In this paper, we propose a technique that uses a strengthened cryptographic hash function to compute secure passwords for arbitrarily many accounts while requiring the user to memorize only a single short password. This mechanism functions entirely on the client; no server-side changes are needed. Unlike previous approaches, our design is both highly resistant to brute force attacks and nearly stateless, allowing users to retrieve their passwords from any location so long as they can execute our program and remember a short secret. This combination of security and convenience will, we believe, entice users to adopt our scheme. We discuss the construction of our algorithm in detail, compare its strengths and weaknesses to those of related approaches, and present Password Multiplier, an implementation in the form of an extension to the Mozilla Firefox web browser.

J. Alex Halderman, Brent Waters, and Edward W. Felten
Proc. 2004 ACM Workshop on Privacy in the Electronic Society (WPES ’04), Washington, DC, October 2004

The growing popularity of inexpensive, portable recording devices, such as cellular phone cameras and compact digital audio recorders, presents a significant new threat to privacy. We propose a set of technologies that can be integrated into recording devices to provide stronger, more accurately targeted privacy protections than other legal and technical measures now under consideration. Our design is based on an informed consent principle, which it supports by the use of novel devices and protocols that automate negotiations over consent and ensure appropriate safeguards on recorded data. We define the protocols needed for this purpose and establish their security. We also describe a working prototype implementation that safeguards audio recorded by laptop PCs in a wireless network.

Brent Waters, Ari Juels, J. Alex Halderman, and Edward W. Felten
Proc. 11th ACM Conference on Computer and Communications Security (CCS ’04), Washington, DC, October 2004

We explore new techniques for the use of cryptographic puzzles as a countermeasure to Denial-of-Service (DoS) attacks. We propose simple new techniques that permit the outsourcing of puzzles--their distribution via a robust external service that we call a bastion. Many servers can rely on puzzles distributed by a single bastion. We show how a bastion, somewhat surprisingly, need not know which servers rely on its services. Indeed, in one of our constructions, a bastion may consist merely of a publicly accessible random data source, rather than a special purpose server. Our outsourcing techniques help eliminate puzzle distribution as a point of compromise. Our design has three main advantages over prior approaches. First, it is more resistant to DoS attacks aimed at the puzzle mechanism itself, withstanding over 80% more attack traffic than previous methods in our experiments. Second, our scheme is cheap enough to apply at the IP level, though it also works at higher levels of the protocol stack. Third, our method allows clients to solve puzzles offline, reducing the need for users to wait while their computers solve puzzles. We present a prototype implementation of our approach, and we describe experiments that validate our performance claims.

Patrick Min, J. Alex Halderman, Michael Kazhdan, and Thomas A. Funkhouser
Proc. 8th International Conference on 3D Web Technology (Web3D ’03), March 2003 — Best Paper Award

New acquisition and modeling tools make it easier to create 3D models, and fordable and powerful graphics hardware makes it easier to use them. As a result, the number of 3D models available on the web is increasing rapidly. However, it is still not as easy to find 3D models as it is to find, for example, text documents and images. What is needed is a “3D model search engine,” a specialized search engine that targets 3D models. We created a prototype 3D model search engine to investigate the design and implementation issues. Our search engine can be partitioned into three main components: (1) acquisition: 3D models have to be collected from the web, (2) analysis: they have to be analyzed for later matching, and (3) query processing and matching: an online system has to match user queries to the collected 3D models. Our site currently indexes over 36,000 models, of which about 31,000 are freely available. In addition to a text search interface, it offers several 3D and 2D shape-based query interfaces. Since it went online one year ago (in November 2001), it has processed over 148,000 searches from 37,800 hosts in 103 different countries. Currently 20-25% of the about 1,000 visitors per week are returning users. This paper reports on our initial experiences designing, building, and running the 3D model search engine.

Thomas Funkhouser, Patrick Min, Misha Kazhdan, Joyce Chen, J. Alex Halderman, David Dobkin, and David Jacobs
ACM Transactions on Graphics, 22(1):83-105, January 2003

As the number of 3D models available on the Web grows, there is an increasing need for a search engine to help people find them. Unfortunately, traditional text-based search techniques are not always effective for 3D data. In this paper, we investigate new shape-based search methods. The key challenges are to develop query methods simple enough for novice users and matching algorithms robust enough to work for arbitrary polygonal models. We present a web-based search engine system that supports queries based on 3D sketches, 2D sketches, 3D models, and/or text keywords. For the shape-based queries, we have developed a new matching algorithm that uses spherical harmonics to compute discriminating similarity measures without requiring repair of model degeneracies or alignment of orientations. It provides 46.245% better performance than related shape matching methods during precision-recall experiments, and it is fast enough to return query results from a repository of 20,000 models in under a second. The net result is a growing interactive index of 3D models available on the Web (i.e., a Google for 3D models).

J. Alex Halderman
Proc. 2002 ACM Workshop on Digital Rights Management (DRM ’02), Washington, DC, November 2002

Several major record labels are adopting a new family of copy-prevention techniques intended to limit “casual” copying by compact disc owners using their personal computers. These employ deliberate data errors introduced into discs during manufacturing to cause incompatibility with PCs without affecting ordinary CD players. We examine three such recordings: A Tribute to Jim Reeves by Charley Pride, A New Day Has Come by Celine Dion, and More Music from The Fast and the Furious by various artists. In tests with different CD-ROM drives, operating systems, and playback software, we find these discs are unreadable in several widely-used applications as of July 2002. We analyze the specific technical differences between the modified recordings and standard audio CDs, and we consider repairs to hardware and software that would restore compatibility. We conclude that these schemes are harmful to legitimate CD owners and will not reduce illegal copying in the long term, so the music industry should reconsider their deployment.

Selected other publications

Earlence Fernandes, Qi Alfred Chen, Georg Essl, J. Alex Halderman, Z. Morley Mao, and Atul Prakash
University of Michigan Technical Report, May 2014

Stealthy pixel-perfect attacks on smartphone apps are a class of phishing attacks that rely on visual deception to trick users into entering sensitive information into trojan apps. We introduce an operating system abstraction called Trusted Visual I/O Paths (TIVOs) that enables a user to securely verify the app she is interacting with, only assuming that the operating system provides a trusted computing base. As proof of concept, we built a TIVO for Android, one that is activated any time a soft keyboard is used by an application (e.g., for password entry) so that the user can reliably determine the app that receives the user’s keyboard input. We implemented TIVO by modifying Android’s user-interface stack and evaluated the abstraction using a controlled user study where users had to decide whether to trust the login screen of four different applications that were randomly subjected to two forms of pixel-perfect attacks. The TIVO mechanism was found to significantly reduce the effectiveness of pixel-perfect attacks, with acceptable impact on overall usability and only modest performance overhead.

Nadia Heninger and J. Alex Halderman
Foreign Affairs, October 23, 2013

Of all of the revelations about the NSA that have come to light in recent months, two stand out as the most worrisome and surprising to cybersecurity experts. The first is that the NSA has worked to weaken the international cryptographic standards that define how computers secure communications and data. The second is that the NSA has deliberately introduced backdoors into security-critical software and hardware. If the NSA has indeed engaged in such activities, it has risked the computer security of the United States (and the world) as much as any malicious attacks have to date.

David G. Robinson and J. Alex Halderman
Proc. 2nd Workshop on Ethics in Computer Security Research (WECSR ’11), March 2011

Research about weaknesses in deployed electronic voting systems raises a variety of pressing ethical concerns. In addition to ethical issues common to vulnerability research, such as the potential harms and benefits of vulnerability disclosure, electronic voting researchers face questions that flow from the unique and important role voting plays in modern democratic societies. Should researchers worry that their own work (not unlike the flaws they study) could sway an election outcome? When elected officials authorize a security review, how should researchers address the conflicted interests of these incumbent politicians, who may have powerful incentives to downplay problems, and might in principle be in a position to exploit knowledge about vulnerabilities when they stand for re-election? How should researchers address the risk that identifying specific flaws will lead to a false sense of security, after those particular problems have been resolved? This paper makes an early effort to address these and other questions with reference to experience from previous e-voting security reviews. We hope our provisional analysis will help practicing researchers anticipate and address ethical issues in future studies.

J. Alex Halderman
IEEE Security and Privacy, March/April 2010

Many common software vulnerabilities are avoidable if software makers apply appropriate care, yet developers’ incentives often lead them to underinvest in security. Profit-maximizing developers invest to the extent that strengthening security increases sales or reduces their liability, yet these incentives are undermined by the software market’s structure. By understanding and reshaping such incentives, we can greatly improve security at comparably low cost. The author argues for requiring increased transparency about security problems and development practices, which will help software buyers make better-informed purchases, and for holding developers liable for the costs of security failures caused by their products.

Scott Wolchok, Randy Yao, and J. Alex Halderman
University of Michigan Technical Report, June 11, 2009

We have discovered remotely-exploitable vulnerabilities in Green Dam, the censorship software reportedly mandated by the Chinese government. Any web site a Green Dam user visits can take control of the PC. According to press reports, China will soon require all PCs sold in the country to include Green Dam. This software monitors web sites visited and other activity on the computer and blocks adult content as well as politically sensitive material. We examined the Green Dam software and found that it contains serious security vulnerabilities due to programming errors. Once Green Dam is installed, any web site the user visits can exploit these problems to take control of the computer. This could allow malicious sites to steal private data, send spam, or enlist the computer in a botnet. In addition, we found vulnerabilities in the way Green Dam processes blacklist updates that could allow the software makers or others to install malicious code during the update process. We found these problems with less than 12 hours of testing, and we believe they may be only the tip of the iceberg. Green Dam makes frequent use of unsafe and outdated programming practices that likely introduce numerous other vulnerabilities. Correcting these problems will require extensive changes to the software and careful retesting. In the meantime, we recommend that users protect themselves by uninstalling Green Dam immediately.

J. Alex Halderman and Ariel J. Feldman
Princeton University Computer Science Technical Report TR-816-08, March 8, 2008

This report describes the hardware design of the AVC Advantage direct-recording electronic (DRE) voting machine. We developed these functional specifications by reverse engineering a government-surplus system.

Joseph A. Calandrino, Ariel J. Feldman, J. Alex Halderman, David Wagner, Harlan Yu, and William Zeller
Part of the California Secretary of State’s “Top-to-Bottom” Voting Systems Review, July 2007
Edward W. Felten and J. Alex Halderman
IEEE Security and Privacy, January/February 2006
J. Alex Halderman
Princeton University Computer Science Technical Report TR-679-03, October 2003

MediaMax CD3 is a new copy-prevention technique from SunnComm Technologies that is designed to prevent unauthorized copying of audio CDs using personal computers. SunnComm claims its product facilitates “a verifiable and commendable level of security,” but in tests on a newly-released album, I find that the protections may have no effect on a large fraction of deployed PCs, and that most users who would be affected can bypass the system entirely by holding the shift key every time they insert the CD. I explain that MediaMax interferes with audio copying by installing a device driver the first time software from the CD is executed, but I show that this provides only minimal protection because the driver can easily be disabled. I also examine the digital rights management system used to control access to a set of encrypted, compressed audio files distributed on the CD. Although restrictions on these files are more relaxed than in prior copy protected discs, they still prohibit many uses permitted by the law. I conclude that MediaMax and similar copy-prevention systems are irreparably flawed but predict that record companies will find success with more customer-friendly alternatives for reducing infringement.

Selected legal and regulatory filings

Comment of J. Alex Halderman, represented by Blake E. Reid, Paul K. Ohm, Harry A. Surden, and J. Brad Bernthal, December 2008

The Copyright Office partially granted our request, exempting:   “Video games accessible on personal computers and protected by technological protection measures that control access to lawfully obtained works, when circumvention is accomplished solely for the purpose of good faith testing for, investigating, or correcting security flaws or vulnerabilities, if: (i) The information derived from the security testing is used primarily to promote the security of the owner or operator of a computer, computer system, or computer network; and (ii) The information derived from the security testing is used or maintained in a manner that does not facilitate copyright infringement or a violation of applicable law.”

Comment of Edward W. Felten and J. Alex Halderman, represented by Deirdre K. Mulligan and Aaron Perzanowski, December 2005

The Copyright Office granted our request, exempting:  “Sound recordings, and audiovisual works associated with those sound recordings, distributed in compact disc format and protected by technological protection measures that control access to lawfully obtained works and create or exploit security flaws or vulnerabilities that compromise the security of personal computers, when circumvention is accomplished solely for the purpose of good faith testing, investigating, or correcting such security flaws or vulnerabilities.”